New York Licensed Chief Compliance Officer
Company: VirtualVocations
Location: Saint Charles
Posted on: February 1, 2025
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Job Description:
A company is looking for a Chief Compliance Officer.
Key Responsibilities
Support compliance efforts related to supervisory oversight and
regulatory requirements
Collaborate with senior management to train employees and promote a
culture of compliance
Monitor and improve compliance processes and controls across the
business
Required Qualifications
A bachelor's degree
10+ years of experience in compliance or related fields
Series 7 and 24 licenses
Expertise in investment advisory and related reporting
Efficient time management skills for project initiation and
management
Keywords: VirtualVocations, Jefferson City , New York Licensed Chief Compliance Officer, Executive , Saint Charles, Missouri
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